http://www.thelagoodtimes.com/habla-espanol/
Se Habla Espanol and No Finding of Misconduct in Chase / LPL Arbitration (Forbes)
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement
of Claim filed in May 2009 and thereafter amended, Claimants alleged that
Respondents had wrongfully handled the accounts of Felicitas Castaneda.
Claimants sought $113,626.25 in compensatory damages, punitive damages, and
double damages. Somewhat unusually, Claimant also sought:
> Opinions of what the Panel thinks about this case with recommendations and
referrals to other agencies, i.e. District Attorney’s Office.
SIDE BAR: Under FINRA’s Codes of Arbitration for both Public and Industry
Disputes, respectively, Rules 12104(b) and 1310(b):
Se habla español
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